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LEGEND'S PHILOSOPHY

Legend Financial Advisors, Inc.® (Legend) is committed to safeguarding the confidential information of our clients. We hold all personal information provided to our firm in the strictest confidence. We consider it a privilege to work with our clients to help them meet their financial needs. We recognize that this is a privilege that comes with responsibility – a responsibility to maintain the confidentiality of the personal information that they share with us. We take this responsibility very seriously. Our commitment to security and privacy is backed by industry-leading encryption, authentication, and network integrity technologies, and is maintained and upgraded on an ongoing basis.

INTERNAL USE OF INFORMATION

To conduct regular business, we may collect nonpublic personal information from sources such as: information reported by our clients on applications or other forms they provide to us; or information about their transactions with other affiliates. As Legend shares nonpublic information solely to service our client accounts, we do not disclose any nonpublic personal information about our clients, or former clients to anyone, except as permitted and/or required by law. Legend employees and contractors are bound by strict confidentiality agreements and any misuse of client information will be grounds for disciplinary action up to and including termination. Furthermore, client information at Legend is made available to employees only on a need-to-know basis.

NON-AFFILIATED THIRD PARTIES

At times, we may disclose nonpublic personal information to nonaffiliated third parties. We may share any of the information that we collect as described above. We may disclose nonpublic personal information about our client to the following types of non-affiliated third parties: TD Ameritrade Institutional Services and other money management institutions, in order to maintain our client’s accounts; Financial service providers such as mortgage brokers, insurance companies, banks, attorneys, accountants, and actuary firms, only with a client’s prior authorization; or Service providers that assist us with information systems management, account reconciliation and report production services, and secure document destruction, retention, and storage to facilitate our normal business operations.

COOKIES

We hope you enjoy your visit at our Website and we hope that you come back frequently. Legend will not use, collect, or store Internet cookies during your visit.

SUMMARY

Legend is committed to maintaining the confidentiality, integrity, and security of the personal information that is entrusted to us by our clients. Except as described above, Legend does not share client information. If information is requested by subpoena or investigation of fraudulent activity, etc. we are required by law to comply. We will not rent, sell, trade, or otherwise release or disclose any personal information about our clients. Any information that our clients provide to us is for Legend’s use only. If our clients decide to close their account(s) or become an inactive client, we will adhere to these privacy policies and practices.

QUESTIONS

We welcome questions and comments about our privacy policy. Questions can be E-Mailed to This email address is being protected from spambots. You need JavaScript enabled to view it. or call us at (412) 635-9210.

IMPORTANT DISCLOSURE INFORMATION

Please review Important Disclosure Information set forth in the last section of this Website.

Regulatory and Disclosure Information for www.Legend-Financial.com

Legend Financial Advisors, Inc. ® (“Legend”) is an SEC registered investment advisor located in Pittsburgh, Pennsylvania. Legend and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisors by those states in which Legend maintains clients. Legend may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Legend does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Legend’s Website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

The financial advisor must be registered with the U.S. Securities and Exchange Commission as a Registered Investment Advisor if the advisor has more than $25,000,000 under management.

The delivery of a disclosure statement, and execution of an investment advisory and/or a financial planning contract by the client and the advisor.

Other Disclosures:

The information in this Website is based on data gathered from what we believe are reliable sources. It is not guaranteed as to accuracy, and does not purport to be complete and is not intended as the primary basis for investment decisions. It should also not be construed as advice meeting the particular investment needs of any investor. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Legend, or from any other investment professional. Legend is neither an attorney nor an accountant, and no portion of the Website content should be interpreted as legal, accounting or tax advice. The identification of specific funds and model portfolios is being made on the assumption that the investor would participate in that investment or portfolio on a long-term basis (in excess of five years) and only after consulting with their investment advisor to determine their needs and tolerance for risk. There can be no assurance that the fund, model portfolio, specific investment, or investment strategy (including those undertaken or recommended by Legend), will be profitable or equal any historical performance level(s).

All investment and portfolio results assume the re-investment of all dividends and are gross of any investment advisory fees. The results do not represent actual trading due to the timing of the clients’ trades and their trading costs. They may also not reflect the impact that material economic and market factors might have had on the advisor’s decision-making if the advisor were managing the clients’ money. Investment and portfolio results may be different than the results our discretionary clients achieve due to the timing of trades by the advisor and the market conditions.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Legend’s Website, to release and hold harmless Legend, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Legend.