Need Help Managing Your 401(k), 403(b) or Other Retirement Accounts?

FOR INDIVIDUALS WHO NEED HELP MANAGING THEIR 401(k), 401(a), 403(b), 457 OR THRIFT SAVINGS PLAN ACCOUNTS

Retirement Plan Investment Consulting Services for Employees and Ex-Employees:

Defined contribution retirement plans, including 401(k), 401(a), 403(b), 457, and Thrift Savings Plans, are now the primary retirement savings vehicles for the vast majority of Americans. Many retirement plan participants may not have the time, investment knowledge, or resources needed to confidently make decisions that align with their personal retirement goals and financial circumstances. Likewise, while employers often provide access to retirement plans and educational resources, they generally are not able to offer personalized investment advice tailored to each employee's individual needs. Therefore, Legend provides 401(k), 401(a), 403(b), 457, and Thrift Savings Plan investment management services for employees and former employees to help address their needs.

Retirement Plan Management Through Pontera:

Legend utilizes a service called Pontera that allows Legend to manage a client’s Employer Sponsored Retirement Plan, such as a 401(k), 403(b), and more. Pontera allows Legend’s Advisory Team to access a retirement plan’s investment options, makes us aware of any investment option changes, and allows Legend to make trades on behalf of our clients. This is accomplished by having a Limited Power of Attorney for the account.

In addition, Legend can report the investment performance to clients utilizing Pontera. However, Legend’s normal fee schedule would apply for any additional assets managed.